Umbra Fund

Disclaimer

Umbra Fund LLC (‘“Umbra Fund”) is an independent investment management firm located in Austin, TX. The information provided herein may not be reproduced or distributed, in whole or in part, without prior written consent. The data provided is for informational and discussion purposes only. Umbra Fund makes no warranty, express or implied, regarding the applicability of the information to any investor’s investment decision-making process. The information contained herein will be superseded by, and is qualified in its entirety by, reference to the private placement memorandum or comparable document of Thomson Blear Capital LP, which will contain additional information about the investment objectives, terms and conditions of an investment in said fund and also may contain tax information and risk disclosures that are important to any investment in the fund. You should refer to or request a copy of such documents prior to evaluation of the information on this site, as they contain detailed disclosures that should be taken into consideration. You should also consult a financial, tax, legal or other adviser with appropriate expertise when using this information to evaluate an investment decision. Material aspects of the information contained herein may change at any time. The historical performance data provided is neither indicative of nor a guarantee of future results. There is no assurance that similar returns will be achieved in the future. Actual, net of fees performance is presented for Thomson Blear Capital LP. An investor’s actual results may have differed substantially from the performance figures presented herein due to differences in fees and the timing of investor contributions and withdrawals, among other reasons. Performance figures include cash and cash equivalents, and reflect the reinvestment of dividends, interest and other earnings.

Fincuity Disclaimer

The team behind Fincuity spends countless hours presenting stock market information that is relevant to its subscribers, however, no investment decisions should be made solely using Fincuity.

Fincuity is supported by a large database of handpicked historical data-points. All data points are carefully reviewed by the team of Fincuity, however, that does not mean errors may not be represented in the data provided by Fincuity.

Fincuity makes no buy or sell recommendations for any specific securities.

All Fincuity presented data is for educational purposes only.

All Fincuity data presentation is the property of Fincuity and may not be sold or reproduced without Umbra Fund’s permission.

PAST PERFORMANCE IS NOT A GUARANTEE OF FUTURE RESULTS

Umbra Fund relies on Rule 506 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), as the exemption by which the Partnership makes its private offering of Partnership Interests. You may click the following link to be brought directly to the SEC’s summary page about Rule 506 of Regulation D: http://www.sec.gov/answers/rule506.htm

Under Rule 506(c), the Partnership can broadly solicit and generally advertise its offering of Partnership Interests, but still be deemed to be undertaking a private offering within Section 4(a)(2) of the Securities Act if:

  • The investors in the offering are all accredited investors; and

  • The Partnership has taken “reasonable steps” to verify that its investors are accredited investors, which could include, without limitation, reviewing documentation, such as W-2s, tax returns, bank and brokerage statements, and credit reports.

Whether “reasonable steps” have been taken by an issuer to verify whether a purchaser is an accredited investor will be determined objectively, in light of the facts and circumstances of each purchaser; what constitutes “reasonable steps” may vary from purchaser to purchaser. In addition to having provided four non-exclusive methods of verifying that natural person purchasers are accredited investors (in the final rule release for Rule 506(c)), the Securities and Exchange Commission has also described certain factors that issuers should consider when deciding whether “reasonable steps” have been taken. To view the final rule release for Rule 506(c), please select the following link: https://www.sec.gov/rules/final/2013/33-9415.pdf.

VERIFICATION OF ACCREDITED INVESTOR STATUS

The Partnership is open to “accredited investors” only, through an offering made in accordance with Rule 506(c) of Regulation D promulgated under the Securities Act. In connection with a prospective investor’s purchase of Partnership Interests through a Rule 506(c) offering, the Partnership is obligated to verify any participating investor’s status as an “accredited investor” (as such term is defined in Rule 501 promulgated under the Securities Act).

If we receive inquiries from unknown persons, we will request “proof” of accreditation which may include the submission of any number of the following documents: recent tax returns, brokerage statements, accountants statement of net worth, and any other documentation required to demonstrate accreditation. It is important that each individual investor understand that Umbra Fund and/or the Partnership must legally provide to any authority, state or federal, the necessary documentation as required to conform to applicable law, rule and regulation.